164.308(a)(1)(i) Security Management Process (Standard)
164.308(a)(1)(i) in HIPAA Security Rule (the HIPAA Security Rule as it currently stands). All HIPAA Security Rule controls held. Open HIPAA Security Rule on the standards site.
The control as we hold it
Security Management Process (Standard). Implement policies and procedures to prevent, detect, contain, and correct security violations. NIST recommends establishing an enterprise security governance program with defined roles and risk-based decision making.
Reviewed and closest counterparts in the other frameworks
Reviewed rows come from a released pair; a closest match is the nearest held text and is not a reviewed row.
SOC 2
- SOC2-CC3.1 CC3.1 Objectives specified clearly enough to assess risk (COSO principle 6) (closest match)
- SOC2-CC3.2 CC3.2 Identifying and analysing risks to objectives (COSO principle 7) (closest match)
- SOC2-CC4.1 CC4.1 Ongoing and separate evaluations of control (COSO principle 16) (closest match)
- SOC2-CC5.1 CC5.1 Selecting control activities that mitigate risk (COSO principle 10) (closest match)
- SOC2-CC5.3 CC5.3 Deploying controls through policies and procedures (COSO principle 12) (closest match)
- SOC2-CC7.1 CC7.1 Detecting configuration changes and new vulnerabilities (closest match)
- SOC2-CC7.4 CC7.4 Responding to security incidents (closest match)
NIST SP 800-53 Rev 5
- NIST800-CA-7 CA-7 Continuous Monitoring (closest match)
- NIST800-IR-4 IR-4 Incident Handling (closest match)
- NIST800-PM-1 PM-1 Information Security Program Plan (closest match)
- NIST800-RA-1 RA-1 Policy and Procedures (closest match)
- NIST800-RA-3 RA-3 Risk Assessment (closest match)
What an auditor commonly asks for
General guidance for this control area (domain: Administrative), in our words, not a statement of the standard and not binding on an assessor.
- the risk analysis and risk-management records
- the workforce clearance, training and sanction records
- the access-authorisation and termination records
- the contingency-plan test and evaluation records