164.308(a)(1)(ii)(A) Risk Analysis (Required)
164.308(a)(1)(ii)(A) in HIPAA Security Rule (the HIPAA Security Rule as it currently stands). All HIPAA Security Rule controls held. Open HIPAA Security Rule on the standards site.
The control as we hold it
Risk Analysis (Required). Conduct accurate and thorough assessment of potential risks and vulnerabilities to ePHI. NIST recommends the nine-step risk analysis methodology and integration with NIST SP 800-30 and the NIST RMF.
Reviewed and closest counterparts in the other frameworks
Reviewed rows come from a released pair; a closest match is the nearest held text and is not a reviewed row.
SOC 2
- SOC2-C1.1 C1.1 Identifying and maintaining confidential information (closest match)
- SOC2-CC2.1 CC2.1 Relevant, quality information to support internal control (COSO principle 13) (closest match)
- SOC2-CC3.2 CC3.2 Identifying and analysing risks to objectives (COSO principle 7) (closest match)
- SOC2-CC3.4 CC3.4 Identifying and assessing significant changes (COSO principle 9) (closest match)
- SOC2-CC5.2 CC5.2 General controls over technology (COSO principle 11) (closest match)
- SOC2-CC6.6 CC6.6 Protection against threats from outside the system boundary (closest match)
- SOC2-CC6.8 CC6.8 Preventing and detecting unauthorised or malicious software (closest match)
- SOC2-PI1.1 PI1.1 Quality information about processing objectives, data definitions and specifications (closest match)
NIST SP 800-53 Rev 5
- NIST800-AC-23 AC-23 Data Mining Protection (closest match)
- NIST800-CA-7 CA-7 Continuous Monitoring (closest match)
- NIST800-PE-18 PE-18 Location of System Components (closest match)
- NIST800-PE-23 PE-23 Facility Location (closest match)
- NIST800-PM-28 PM-28 Risk Framing (closest match)
- NIST800-PM-30 PM-30 Supply Chain Risk Management Strategy (closest match)
- NIST800-RA-1 RA-1 Policy and Procedures (closest match)
- NIST800-RA-3 RA-3 Risk Assessment (closest match)
What an auditor commonly asks for
General guidance for this control area (domain: Administrative), in our words, not a statement of the standard and not binding on an assessor.
- the risk analysis and risk-management records
- the workforce clearance, training and sanction records
- the access-authorisation and termination records
- the contingency-plan test and evaluation records