164.308(a)(1)(ii)(C) Sanction Policy (Required)
164.308(a)(1)(ii)(C) in HIPAA Security Rule (the HIPAA Security Rule as it currently stands). All HIPAA Security Rule controls held. Open HIPAA Security Rule on the standards site.
The control as we hold it
Sanction Policy (Required). Apply appropriate sanctions against workforce members who fail to comply with security policies. NIST recommends graduated sanctions, HR coordination, and documentation of each sanction action.
Reviewed and closest counterparts in the other frameworks
Reviewed rows come from a released pair; a closest match is the nearest held text and is not a reviewed row.
SOC 2
- SOC2-CC1.1 CC1.1 Commitment to integrity and ethical values (COSO principle 1) (closest match)
- SOC2-CC1.5 CC1.5 Accountability for internal control responsibilities (COSO principle 5) (closest match)
- SOC2-CC5.1 CC5.1 Selecting control activities that mitigate risk (COSO principle 10) (closest match)
NIST SP 800-53 Rev 5
- NIST800-PS-8 PS-8 Personnel Sanctions (closest match)
What an auditor commonly asks for
General guidance for this control area (domain: Administrative), in our words, not a statement of the standard and not binding on an assessor.
- the risk analysis and risk-management records
- the workforce clearance, training and sanction records
- the access-authorisation and termination records
- the contingency-plan test and evaluation records