NIST800-RA-1 RA-1 Policy and Procedures
NIST800-RA-1 in NIST SP 800-53 Rev 5 (NIST SP 800-53 Rev 5, Release 5.2.0). All NIST SP 800-53 Rev 5 controls held. Open NIST SP 800-53 Rev 5 on the standards site.
The control as we hold it
RA-1 Policy and Procedures. a. Develop, document, and disseminate to [Assignment: organization-defined personnel or roles]: 1. [Selection (one or more): organization-level; mission/business process-level; system-level] risk assessment policy that: (a) Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and (b) Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and 2. Procedures to facilitate the implementation of the risk assessment policy and the associated risk assessment controls; b. Designate an [Assignment: organization-defined official] to.
Reviewed and closest counterparts in the other frameworks
Reviewed rows come from a released pair; a closest match is the nearest held text and is not a reviewed row.
SOC 2
- SOC2-CC3.1 CC3.1 Objectives specified clearly enough to assess risk (COSO principle 6) (closest match)
- SOC2-CC3.2 CC3.2 Identifying and analysing risks to objectives (COSO principle 7) (closest match)
- SOC2-CC4.1 CC4.1 Ongoing and separate evaluations of control (COSO principle 16) (closest match)
- SOC2-CC5.3 CC5.3 Deploying controls through policies and procedures (COSO principle 12) (closest match)
- SOC2-CC9.1 CC9.1 Mitigating risks of business disruption (closest match)
HIPAA Security Rule
- 164.308(a)(1)(i) Security Management Process (Standard) (closest match)
- 164.308(a)(1)(ii)(A) Risk Analysis (Required) (closest match)
What an auditor commonly asks for
General guidance for this control area (domain: RA - Risk Assessment), in our words, not a statement of the standard and not binding on an assessor.
- the risk-assessment policy
- the risk-assessment reports
- the risk-treatment records