SOC2-PI1.3 PI1.3 Controls over system processing
SOC2-PI1.3 in SOC 2 (the AICPA 2017 Trust Services Criteria with the revised points of focus). All SOC 2 controls held. Open SOC 2 on the standards site.
The control as we hold it
PI1.3 Controls over system processing. Policies and procedures over system processing produce products, services and reporting that meet objectives. Points of focus: processing specifications needed to meet requirements are defined; processing activities are defined to meet them; production errors are detected and corrected promptly; processing is recorded completely, accurately and on time; and authorised inputs are processed in full, correctly and on schedule.
Reviewed and closest counterparts in the other frameworks
Reviewed rows come from a released pair; a closest match is the nearest held text and is not a reviewed row.
HIPAA Security Rule
- 164.312(c)(1) Integrity (Standard) (closest match)
- 164.312(c)(2) Mechanism to Authenticate ePHI (Addressable) (closest match)
NIST SP 800-53 Rev 5
- NIST800-AC-4 AC-4 Information Flow Enforcement (closest match)
- NIST800-AC-6 AC-6 Least Privilege (closest match)
- NIST800-AU-12 AU-12 Audit Record Generation (closest match)
- NIST800-SC-8 SC-8 Transmission Confidentiality and Integrity (closest match)
- NIST800-SI-6 SI-6 Security and Privacy Function Verification (closest match)
- NIST800-SI-7 SI-7 Software, Firmware, and Information Integrity (closest match)
- NIST800-SI-10 SI-10 Information Input Validation (closest match)
- NIST800-SI-15 SI-15 Information Output Filtering (closest match)
What an auditor commonly asks for
General guidance for this control area (domain: PI - Processing Integrity), in our words, not a statement of the standard and not binding on an assessor.
- the processing controls and their monitoring
- the validation and completeness records
- the error and exception records